My Talent Partners

Monitor compliance activities, assist with regulatory filings, and support internal audits and risk assessments to ensure adherence to SEC regulations. | Five years of experience in financial compliance at a financial firm with knowledge of SEC regulations and ability to handle audits and regulatory inquiries. | Job Description My Talent Partners is a searching for a contract compliance analyst. Location: Hybrid/ Bellevue Company: Ultra-High-Net-Worth Investment and Venture Capital Group Timeframe: Six Months (April-September) Experience: Associate (five years average) Pay: Range $55-$75 per hour Summary: A top-rated Bellevue financial firm is looking for a Financial Compliance Analyst though mid-September. This person should have experience with SEC regulations. Required Skills with Five years' experience: Regulatory Compliance & Monitoring: •Monitor daily compliance activities, including trade surveillance, conflicts of interest, and personal trading activities. •Assist in ensuring the firm adheres to SEC regulations and internal policies. •Assist in the preparation and filing of regulatory filings and other reports as required. Compliance Audits and Exams: •Assist with internal audits, risk assessments, and compliance reviews. •Coordinate with legal and compliance teams to respond to any regulatory inquiries or requests. Candidates with experience at financial firm required. Please apply for next steps.