IMC

Ensure compliance with trading regulations, monitor trading activity, support regulatory reporting, and assist in compliance investigations. | 1-5 years experience in trading firm or regulatory environment, Bachelor's degree, FINRA licenses within 1 year, knowledge of financial regulations and surveillance tools. | The Compliance Analyst role at IMC is responsible for ensuring the organization complies with all applicable laws, regulations, and internal policies for trading US financial products across IMC’s US operations. The role offers considerable growth and opportunity for responsibility expansion within the Compliance team. Your Core Responsibilities: • Partner with the Compliance Team to drive IMC’s regulatory vision and compliance efforts • Promote the Firm’s Compliance culture, awareness of regulatory developments, and best practices • Monitor trading activity using the Firm’s in-house surveillance systems • Provide operational support for key external Compliance data reporting platforms (e.g. Consolidated Audit Trail, MiFID Transaction Reporting, Futures Audit Trail, and TRACE) • Investigate regulatory reporting exceptions, identifying root causes, and driving the necessary corrective actions • Implemet Compliance onboarding and offboarding procedures, including the Registered Rep registration process (e.g. Forms U4 and U5, fingerprints, and address changes) • Assist in investigating compliance issues, responding to requests for information, audits, and regulatory exams, including trade data review and analysis. • Conduct reviews of employee personal trading, including new account set up, pre-clearance requests, exception review, and FINRA 3210 letters. • Maintain detailed, accurate, and organized documentation of execution of the Firm’s processes and procedures. Your Skills and Experience: • 1 to 5 years of experience working for a proprietary trading firm, exchange, regulatory organization, broker dealer, futures commission merchant, or similar organization • A Bachelor’s degree • FINRA Series License SIE and 57 will be required within 1 year of employment • Knowledge of basic financial industry business knowledge and interest in the U.S. regulatory environment for trading firms • Demonstrated ability with meeting business requirements for regulatory requests, audits, examinations, and investigations • Experience with the use of third-party vendors to monitor employee personal trading • Proficient in use of surveillance tools to monitor trading activity • Strong interpersonal, organizational, problem-solving, and time-management skills. • Ability to convey complex ideas or concepts clearly • Strong attention to detail; eager to learn, ask questions, and admit mistakes • Proactive and reliable, with the ability to work independently as well as with others in a small team Please note that immigration sponsorship is not offered for this specific opening. The Base Salary range for the role is included below. Base salary is only one component of total compensation; all full-time, permanent positions are eligible for a discretionary bonus and benefits, including paid leave and insurance. Please visit Benefits - US | IMC Trading for more comprehensive information. Salary Range $85,000—$135,000 USD About Us IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.

Lead and execute high-impact strategic initiatives in collaboration with senior leadership and cross-functional teams to drive business growth and measurable outcomes. | Senior-level experience in top-tier consulting or prop trading firms with a STEM background, strong data-driven decision-making skills, and proven track record in managing complex strategic projects. | The Project Manager of Strategic Initiatives will be part of the US Business Strategic team and will work closely with senior leadership to define, manage, and implement key strategic initiatives. This role requires a combination of strategic thinking, execution excellence, and cross-functional collaboration to drive measurable impact. Your Core Responsibilities: • Lead end-to-end execution of high-impact initiatives that align with business objectives, ensuring successful delivery against key milestones. • Work closely with leadership, business units, and cross-functional teams to align on project goals, secure buy-in, and drive execution. • Apply structured problem-solving methodologies to assess challenges, evaluate opportunities, and recommend solutions. • Ensure seamless implementation of strategic initiatives by managing risks, fostering adoption, and embedding change within the organization. • Define key success metrics, track progress, and report on project outcomes to leadership. • Support the identification of strategic priorities to help IMC achieve its rapid growth ambitions over the next years. • Monitor market trends, industry developments, and best practices to inform project execution and strategic decision-making. • The role will be part of the business strategy team, locally and globally, and will report to the Director of US Business Strategy in the Chicago office. Your Skills and Experience: • Experience in a top-tier consulting firm (project leader/engagement manager level or equivalent) or proven track record in a comparable role at a top-tier prop trading firm. STEM background strongly preferred (Physics, Math, Econometrics or equivalent) • Ability to synthesize complex data, generate insights, and drive data-informed decision-making. • Hands-on experience leading cross-functional initiatives from planning to execution, preferably in a dynamic business environment • Ability to build strong relationships, collaborate effectively across all levels of the organization, from senior executives to operational teams, and influence key stakeholders. • Track record of delivering measurable impact through structured and results-oriented project execution. • Experience in financial markets, technology-driven business models, or a related fast-paced industry is preferred. Please note that immigration sponsorship is not offered for this specific opening. The Base Salary range for the role is included below. Base salary is only one component of total compensation; all full-time, permanent positions are eligible for a discretionary bonus and benefits, including paid leave and insurance. Please visit Benefits - US | IMC Trading for more comprehensive information. Salary Range $200,000—$250,000 USD About Us IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.