2 open positions available
Lead design and monitoring of internal controls across investment management processes to ensure regulatory compliance and risk mitigation. | Bachelor's degree in finance or related field with 3-8 years in internal audit or risk management, strong knowledge of COSO and regulatory requirements, preferably with asset management experience. | The Manager of Internal Controls will play a key role in designing, implementing, and monitoring the firm’s first internal control framework across its asset management business. This individual will partner with business leaders, finance, operations, and technology teams to ensure a robust control environment aligned with regulatory requirements, industry best practices, and organizational objectives. Key Responsibilities • Lead the design, documentation, and enhancement of internal controls across investment management processes, including portfolio management, trading, valuation, and operations • Oversee and execute compliance, including risk assessments, control testing, and deficiency remediation • Evaluate control effectiveness for complex products such as private credit, real estate, hedge funds, and derivatives • Partner with business stakeholders to identify key risks and implement appropriate mitigating controls • Monitor and track control deficiencies, ensuring timely remediation and sustainable solutions • Develop and maintain risk and control matrices (RCMs), policies, and procedures • Drive continuous improvement initiatives, including automation and control optimization • Support new product launches by assessing risks and establishing control frameworks • Prepare and present control-related reporting to senior management and governance committees Qualifications • Bachelor’s degree in Accounting, Finance, or related field; CPA or equivalent preferred • 3-8 years of experience in internal audit, risk management, or internal controls within asset management or financial services • Strong knowledge of COSO framework, and regulatory requirements • Experience with alternative investments (e.g., private equity, hedge funds, real assets) highly preferred • Solid understanding of front-to-back investment processes (trading, valuation, operations, reporting) • Excellent analytical, problem-solving, and communication skills • Proven ability to manage multiple priorities in a fast-paced environment Preferred Skills • Experience with data analytics and audit tools • Familiarity with control automation and system implementations • Strong stakeholder management and leadership capabilities
Manage clinical sites through all phases of clinical trials including start-up, monitoring, patient recruitment, and close-out while ensuring compliance with regulatory guidelines. | Bachelor’s degree in Life Science required, 3+ years direct site monitoring experience, willingness to travel 50-65%, knowledge of ICH-GCP and regulatory compliance. | We are partnered with a biotechnology company seeking a Clinical Research Associate (Senior/Principal). The CRA will be responsible for overall clinical site management, including site identification, feasibility, pre-study site evaluation, study start-up, site initiation, patient recruitment, monitoring, site close-out activities, inspection readiness and local regulatory and IRB/EC submissions of clinical studies at designated sites in accordance with study protocol(s), Standard Operating Procedures (SOPs), ICH-GCP guidelines and all applicable regulatory requirements. Responsibilities: • Responsible for the successful start-up, monitoring and execution of Phase I-IV studies at assigned clinical sites. • Perform clinical site management and monitoring activities in compliance with principles of ICH-GCP guidelines, SOPs, local laws and regulations, study protocol(s), applicable study plans and working guidelines. • Serve as primary point of contact for clinical sites through all phases from start-up to close-out of clinical studies. • Perform required monitoring, including required source data verification, and ensure site activities are conducted in established timelines. • Facilitate site budget and site contract negotiations and ensure timely finalization of the required clinical trial agreements for designated sites in collaboration with clinical program management and finance. • Facilitate and support investigator site audits and/or inspection activities as needed. Requirements: • Bachelor’s Degree in a Life Science discipline required • Bachelor’s Degree in Nursing or RN a plus • Minimum 3 years of direct site monitoring experience required • Must be willing and able to travel up to 50-65%
Create tailored applications specifically for Atlas Search with our AI-powered resume builder
Get Started for Free