VirtualVocations
via Talent.com
Senior Risk Manager with Series 3 License
Compensation
$120K - 200K a year
Responsibilities
Lead and develop the Risk team, establish KPIs, and ensure compliance with industry regulations.
Requirements
Requires 5-10 years in brokerage or trading risk management, leadership experience, knowledge of CFTC/NFA, and Series 3 license.
Full Description
A company is looking for a Senior Manager of Risk. Key Responsibilities Provide vision, structure, and leadership for the Risk team, ensuring consistent performance and decision-making Manage and mentor Managers of Risk, guiding team development and accountability Establish and maintain departmental KPIs, performance goals, and reporting standards Required Qualifications 5-10 years of experience in brokerage, proprietary trading, or FCM risk management, with at least 3 years in leadership In-depth knowledge of CFTC and NFA regulatory frameworks Proven experience managing teams responsible for real-time risk monitoring or trade supervision Bachelor's degree in a relevant field Series 3 license is required
This job posting was last updated on 12/17/2025
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