VirtualVocations
via Talent.com
Registered Investment Team Lead
Compensation
$0K - 0K a year
Responsibilities
Lead a team of registered agents, handle escalations and client complaints, oversee risk and compliance, and implement operational improvements.
Requirements
Must have CIRO, CSC, CPH, DFOL, OPSC, and IDSC certifications, experience with trading platforms, client interaction, and analytical skills with Excel and SQL.
Full Description
A company is looking for a Team Lead, Investment Representative. Key Responsibilities Handle team escalations and client complaints, analyzing root causes and implementing corrective actions Lead a team of registered agents, providing ongoing feedback, coaching, and performance management Oversee risk and compliance requirements across all trading processes while identifying operational improvements Required Qualifications Registered with CIRO, CSC, CPH, DFOL, OPSC, and IDSC certifications Experience working on a trade desk and with trading platforms Experience working with clients Analytical experience with Excel and SQL Passionate about technology and developing others
This job posting was last updated on 12/15/2025
Ready to have AI work for you in your job search?
Sign-up for free and start using JobLogr today!
Get Started »
