Director of Brokerage Operations
Compensation
$150K - 220K a year
Responsibilities
Oversee daily broker-dealer operations, manage large-scale projects, and ensure compliance with trading and clearing processes.
Requirements
10+ years managing broker-dealer operations teams, hands-on operational knowledge, Bachelor's degree, and Series 7 & 24 licenses required.
Full Description
Top-Tier Financial Services Firm in Tampa, Florida is seeking a Director of Brokerage Operations! Responsibilities: • Overseeing a team that is responsible for the day-to-day operations of a broker-dealer • Large scale and change and enhancement projects • Responsible for Options clearing (OCC) • Trading and Purchase & Sales • Stock Record, Segregation, and Security Movements • Account transfers, Cost Basis, Trade Reporting • Cash (customer-facing) and Treasury (firm needs) • Corporate Actions and Security Master Qualifications: • 10+ years experience managing an operations team within a broker-dealer • Must be a hands-on manager that knows the operations • Bachelor's Degree • Strong managerial and strategy skills • Series 7 & 24 are a must • Series 4 is a plus
This job posting was last updated on 9/7/2025
Ready to have AI work for you in your job search?
Sign-up for free and start using JobLogr today!
Get Started »
