Sharp Decisions
via LinkedIn
Risk Compliance Specialist
Compensation
$125K - 125K a year
Responsibilities
Translate control assessments into risk and control inventories, design compliance monitoring plans, map gaps with corporate compliance and risk, and prepare exam-ready documentation.
Requirements
Experience in asset management and regulatory compliance, ability to design compliance monitoring and testing plans, and prepare documentation for regulatory exams.
Full Description
Title: Risk and Controls Implementation Specialist This is a Compliance Specialist Role Pay - $60/hr on W2 Contract role Location - New York, NY (Hybrid) Summary: A resource with asset-management and regulatory experience who will focus on translating the control assessment and work taxonomy into a comprehensive SMBC asset management specific risk and control inventory, designing the compliance monitoring and testing plan, mapping gaps with Corporate Compliance and risk, and preparing exam-ready documentation.
This job posting was last updated on 12/8/2025
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