Qualis1 Inc.

Compensation

Full Description

Qualis1 Inc. is establishing a Center of Excellence for Compliance Regulations, specifically focusing on Regulation W and Regulation K. The selected consultant will collaborate with stakeholders to enhance the Internal Audit Compliance Program by developing audit strategies and control inventories. Responsibilities • Develop and refine Reg W and Reg K control inventories, leveraging -provided documentation and audit evidence • Draft and finalize audit program outlines and templates for Reg W and Reg K • Integrate audit walkthroughs and fieldwork outputs into the refinement of inventories, audit programs, and gap/enhancement logs • Capture and incorporate gaps and enhancements identified from audit observations into the coverage strategy • Develop a multi-year coverage strategy, training modules, and a final handover package • Deliver all outputs in accordance with the project phases and milestones outlined below • Project management and status reporting, including the development of a detailed project plan, management templates, and periodic status reports • Documentation review and mapping of regulations to relevant legal entities, business and functional areas, and controls • Development and finalization of: • Reg W and Reg K control inventories (using Client -provided documentation and audit evidence) • Audit program templates for Reg W and Reg K • Multi-year coverage strategy • Training materials and knowledge-sharing sessions for audit teams • Integration of audit evidence (walkthroughs and fieldwork) into all deliverables • Maintenance of a gap/enhancement log derived from audit observations • Timely escalation of any delays in documentation or resource availability to avoid impact on audit timelines • All work to be performed on-site at offices; remote work and subcontracting are not permitted Skills • Experience in Internal Audit and Compliance Regulations, specifically Regulation W and Regulation K • Ability to develop and refine control inventories • Experience in drafting and finalizing audit program outlines and templates • Capability to integrate audit walkthroughs and fieldwork outputs into audit programs • Experience in capturing and incorporating gaps and enhancements from audit observations • Ability to develop a multi-year coverage strategy and training modules • Strong project management skills, including the development of detailed project plans and status reporting • Experience in documentation review and mapping of regulations to relevant legal entities and controls • Ability to maintain a gap/enhancement log derived from audit observations • Strong communication skills for knowledge-sharing sessions with audit teams • Ability to work on-site at offices, as remote work and subcontracting are not permitted Company Overview • At Qualis1 Inc., our robust business model is strategically built upon serving diverse industry sectors, including Finance, Health Care, Education, State Government, and Manufacturing. It was founded in undefined, and is headquartered in Houston, TX, US, with a workforce of 51-200 employees. Its website is https://qualis1inc.com.