Guggenheim Investments

Compensation

Full Description

Position Summary Guggenheim is seeking an established and successful sales professional with strong relationships in the Southwest in the RIA channel. The territory for this role will be Texas, Utah, Arizona, New Mexico, Colorado, Louisiana, and Arkansas. The individual will be responsible for the growth of Guggenheim's mutual fund, SMA, DCIO and UCITs business. As an RVP, the individual will perform as part of a sales team, which includes an internal wholesaling partner, DCIO partner, and Portfolio Specialist. This is a remote position located in Texas. Responsibilities Key Responsibilities Initiate sales calls to identify new sales opportunities; provide financial intermediaries with sales ideas; product information, performance data Respond to incoming calls/questions/requests from financial intermediaries in a timely and accurate manner Partner with external wholesalers to provide scheduling and sales support; execute on territory plan to ensure achievement of assigned sales goal Follow-up on external wholesaler appointments, conference leads and referrals of qualified representatives Maintain activity and profile data in the CRM Assist financial intermediary in analyzing client portfolios to help recommend appropriate investment strategies, including running product hypotheticals and performance comparisons Keep current and adhere to compliance and regulatory policies specific to licensing requirements, continuing education and firm-mandated training (license requirements FINRA 7, 63) Responsible for keeping current on company’s products, initiatives and marketing campaigns Qualifications Preferred Qualifications Excellent oral, written and interpersonal communications skills Energetic, self-motivated, positive attitude, goal-oriented Strong work ethic, and leadership skills High degree of integrity Ability and willingness to prepare relentlessly and execute passionately Strong relationship building skills—client focused Technical/Computer skills should include experience with Microsoft Word, Power Point and Excel Familiarity with investment strategies and concepts Technical/Computer skills should include experience with Microsoft Word, Power Point and Excel Basic Qualifications Bachelor’s Degree (preferably in Finance or Business) Current FINRA Registrations (Series 7, 63, 65, and/or 66) Must reside in corresponding geographic territory We focus relentlessly on delivering results through innovative solutions. We relish opportunities to solve complex problems through exhaustive approaches. As we conduct our business every day, every member of Guggenheim is expected to uphold our uncompromising standards for integrity and excellence and to be personally accountable for their actions and business results. Our principles entail engaging highly talented people, challenging them to think creatively, and encouraging them to achieve extraordinarily high standards in their fields of expertise. To succeed at Guggenheim, candidates should be a strong fit with our business principles, culture, and value system. We encourage you to review Our Firm page to learn more about how we seek to create value through our diversified businesses. Visit the link below to review our current openings and job descriptions and to apply today. We offer compelling opportunities for self-starters who take great pride in the quality of their work and seek to exceed expectations. We are looking for people who take ownership, adhere to the highest standards, and think creatively to realize opportunities. Guggenheim is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Learn more at GuggenheimPartners.com, and follow us on LinkedIn and Twitter @GuggenheimPtnrs.