Golden State Capital

Compensation

Full Description

Job Overview 🎯 We are seeking an experienced Director of Brokerage Operations in our Diamond Bar office to oversee the daily operations of our brokerage business and drive the successful execution of key strategic projects from inception to implementation. This role is ideal for a seasoned professional with prior experience in a boutique brokerage firm, who can optimize operational workflows, ensure compliance with regulatory standards, and lead a high-performing team to enhance our competitive edge and service quality. Key Responsibilities 📈 • Operational Management: Oversee and coordinate all aspects of brokerage operations, including trading, risk control, client services, and product promotion, ensuring seamless and efficient workflows. • End-to-End Project Management: Lead critical projects from initiation, planning, execution, to post-implementation review, ensuring timely and successful delivery. • Process Optimization: Continuously refine operational processes to enhance efficiency and improve client experience. • Risk & Compliance: Establish and refine risk management and compliance frameworks, ensuring full adherence to industry regulations. • Leadership & Team Management: Guide cross-functional teams, align resources, and drive operational excellence. • Data Analysis & Strategic Insights: Conduct regular operational data analysis and market assessments to support business decision-making and strategy adjustments. Qualifications & Skills 🛠️ • Experience: Minimum 3 years in a brokerage firm or financial institution, with at least 1 year in a managerial role. • Must hold an active Series 24 license. • Boutique Brokerage Expertise: Prior experience in a small or mid-sized brokerage firm, with a deep understanding of its unique operational landscape and challenges. • Project Leadership: Proven track record in end-to-end project execution, with the ability to drive initiatives independently. • Industry Knowledge: Strong understanding of brokerage operations, financial products, regulatory frameworks, and risk management protocols. • Key Competencies: • Detail-oriented with exceptional organizational skills • Strong understanding of the financial services industry • Analytical problem solver with a proactive approach • Excellent collaboration and communication skills Compensation & Benefits 🎁 • Competitive salary with performance-based bonuses • Comprehensive career development programs with clear growth pathways • Robust healthcare benefits and employee perks • A dynamic, international work environment with top-tier industry professionals How to Apply 📧 Please send your resume to goldenstate.secbroker@gmail.com. • Join us in shaping the future of brokerage operations and driving our firm to new heights! 🚀