CornerStone Professional Placement

Compensation

Full Description

Job Title: Brokerage Operations Manager Location: Fort Worth, TX | Hybrid CornerStone Professional Placement is seeking an experienced Brokerage Operations Manager for a direct-hire opportunity with a leading financial services organization in Fort Worth, TX. This leadership role will oversee daily brokerage operations, drive operational efficiency, ensure regulatory compliance, and lead a team of professionals dedicated to delivering exceptional service to financial advisors and clients. The ideal candidate will bring strong brokerage industry knowledge, proven leadership experience, and a passion for process improvement and operational excellence. Responsibilities: • Lead, coach, and develop a team of brokerage operations professionals while ensuring productivity, quality, and regulatory compliance. • Oversee daily brokerage operations, including time-sensitive financial transactions, escalated issues, exception management, and risk mitigation. • Establish performance expectations, monitor team metrics, and drive accountability for individual and departmental goals. • Identify and implement process improvements to streamline workflows, enhance efficiency, and improve the client and advisor experience. • Collaborate with Compliance, Customer Service, Financial Services, Technology, and leadership teams to resolve operational challenges. • Develop training initiatives, maintain operational procedures, and support strategic projects focused on innovation and continuous improvement. Requirements: • 5+ years of experience in financial services, preferably within brokerage operations. • 2-3 years of experience supervising, coaching, and developing a small to mid-sized team. • FINRA Series 7 license required. • FINRA Series 24 license required within 120 days of employment. • Series 63 license may be required depending on responsibilities. • Bachelor's degree in Finance, Economics, Business Administration, or related field preferred; equivalent experience considered. • Strong understanding of brokerage operations, regulatory requirements, risk management, and financial transaction processing. • Excellent leadership, communication, analytical, and problem-solving skills. • Proficiency in Microsoft Office Suite; familiarity with Agile and/or Lean methodologies. • Ability to manage competing priorities, resolve complex issues, and thrive in a fast-paced, highly collaborative environment. Compensation and Benefits: • Employment Type: Direct Hire • Schedule: Hybrid Work Schedule • Location: Fort Worth, TX • Salary: Starting at $86,000 annually, with higher compensation based on experience • Benefits: Details to be provided If you are an experienced Brokerage Operations Manager with a proven track record of leading teams, improving operational performance, and ensuring regulatory compliance, we invite you to apply today! Take the next step in your career with an organization committed to leadership, innovation, and exceptional client service. Send your resume to Allison Harrison at or call 817-635-0500 ext. 162 for immediate consideration.