1 open position available
Supporting operational activities related to client account opening and compliance in a financial services environment. | Minimum 3-5 years of operational support in financial services, experience with KYC/AML, and a relevant degree or equivalent experience. | Required Skills: • Knowledge and understanding of account opening processes and KYC/AML rules and regulations for various account types including bank and brokerage accounts. • Demonstrate strong analytical, problem solving, communication and organizational skills. • Demonstrate an understanding of various forms of risk, including market, operational, legal, and regulatory. • Demonstrate an ability to be a collaborative and effective member of a diverse and dynamic team environment, while servicing clients to the highest standards. • Demonstrate an ability to identify and implement continuous improvement activities to support change within the department. Required Experience: • Minimum of 3-5 years of operational support in financial services, preferably a broker-dealer, bank, or registered investment advisor. • Experience with client account opening processes and AML/KYC rules • Experience in supporting and engaging with internal and external clients (e.g. Trading Desk, Wealth Management Advisors). • High school diploma or GED (Bachelor’s degree is preferred e.g. economics, business, mathematics, or related)
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