Amicis Global Technologies
via LinkedIn
Compliance Implementation & Documentation Specialist(SMBCADJP00000692)
Compensation
$90K - 130K a year
Responsibilities
Support operationalization of compliance policies, procedures, process flows, and advisory documentation for asset management regulatory requirements.
Requirements
Senior-level compliance specialist with asset-management regulatory experience and expertise in compliance documentation and operational processes.
Full Description
Job Title: Compliance Implementation & Documentation Specialist Job Location: New York, NY, 10172 Job Duration: 3 months + Extension Please Note: This is a Compliance Specialist Role- Sr. level specialist, not an analyst. Job Summary • A resource with asset-management regulatory experience who can support the operationalize of policies, procedures, process flow, and advisory documentation (e.g. Form ADV, allocation, valuation, MNPI, COI, Marketing etc.). #CareerBuilder #Monster #Dice #Indeed
This job posting was last updated on 12/8/2025
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