via LinkedIn
$60K - 85K a year
Lead initiatives to streamline compliance workflows, implement automation technology, and maintain systems for advisor onboarding, supervision, testing, and audits.
Experience in compliance process optimization, automation implementation, and knowledge of financial compliance operations.
Forum Financial Management, LP Location: Lombard, IL Overview Forum Financial Management, LP is seeking a motivated and detail-oriented Compliance Analyst to join our Compliance Team. This role is ideal for a compliance professional who thrives on improving processes, embracing automation, and finding innovative ways to enhance compliance efficiency across the organization. The Compliance Analyst will play a central role in optimizing firm-wide compliance operations by leading initiatives to streamline workflows, implement scalable technology solutions, and integrate automation tools that reduce manual tasks and improve data accuracy. This includes re-engineering key compliance processes—from advisor onboarding and registration to ongoing supervision, testing, and audits—by developing and maintaining automated systems that ensure timely, consistent, and auditable outcomes. To Apply: https://ats.rippling.com/forum-financial-management/jobs/b66f9f4a-232e-4674-96c6-ed14c1f1d002
This job posting was last updated on 12/6/2025